作者姓名:   
  论文题目:辽西热河群的恐爪龙类化石及虚骨龙类的演化  
  作者简介:中国科学院研究生院、中国科学院古脊椎动物与古人类研究所  
     
 
中 文 摘 要
 
 

 

恐爪龙类一般包括奔龙类和伤齿龙类两个类群,化石记录主要局限在古劳亚大陆的白垩系地层中。奔龙类一般体型小或中等,身体灵活,主要以足部和尾部的一些独特特征区别于其他虚骨龙类;伤齿龙类一般体型小,主要特征包括细长的后肢和相对发育的脑颅。近年来有关虚骨龙类的系统发育工作一般认为奔龙类和伤齿龙类是姐妹群关系,二者构成单系的恐爪龙类,后者则代表与鸟类亲缘关系最近的类群。但也有一些学者持不同观点,或者认为奔龙类和鸟类的亲缘关系最近,或者认为伤齿龙类与鸟类的亲缘关系更近。比较一致的观点是:奔龙类、伤齿龙类和鸟类的亲缘关系要近于与其他类群的亲缘关系,因此,奔龙类和伤齿龙类这两个类群的形态学、系统学和生态学研究对于了解鸟类起源及其相关问题具有重要意义。

近年来,在我国辽西下白垩统热河群中产出了一批保存较为完整的恐爪龙类标本,这些标本有些还保存了软体组织印痕。其中产自义县组底部的奔龙类和伤齿龙类骨架代表这两个类群世界上已知最早的保存较完整的标本,对我们全面了解这两个重要类群和它们的演化历史具有重要意义,尤其对我们了解鸟类和飞行起源以及羽毛的早期演化具有重要意义。本文对发现于辽西热河群的10件恐爪龙类化石标本进行了详细深入的骨骼与皮肤衍生物形态学描述,对标本提供的骨骼和软体组织的信息进行了分析;在此基础上,对虚骨龙类演化,尤其是涉及鸟类起源的形态演化进行了探讨。

千禧中国鸟龙正型标本(IVPP V12811)采自辽宁北票四合屯义县组下部湖相页岩层,保存有头骨和头后骨骼的大部以及皮肤衍生物印痕。这一属种的主要鉴定特征包括:前上颌骨后腹缘有一深凹、前上颌齿和上颌齿之间有一齿缺、眶前窝外表面前部有许多坑窝和脊、顶骨侧后突伸向后方、方骨的翼骨支边缘柱状、靠近前上颌齿齿冠舌面前缘有槽、环椎间椎体外腹突缺失、第一尾椎椎体腹视T形、前部尾椎横突远端前后向强烈扩展呈圆形、前部脉弧近端外侧面有两个被一斜脊分离的窝以及耻骨强烈向后弯曲。通过分析千禧中国鸟龙的96个骨骼学特征,发现其中21个特征支持奔龙类与鸟类的亲缘关系最近,9个特征支持奔龙类与伤齿龙类亲缘关系最近,25个特征支持奔龙类、伤齿龙类和鸟类亲缘关系较为接近。千禧中国鸟龙代表已知最早期的奔龙属种之一,与晚期的奔龙相比,它与鸟类在形态上更为相似,这反驳了一些学者提出的小型兽脚类恐龙的似鸟特征是后期趋同演化而来的假说。

赵氏小盗龙正型标本(IVPP V12330)和归入标本(IVPP V13475)产自辽宁朝阳市附近九佛堂组湖相沉积中,后者保存一几乎完整的骨架。这一属种的主要鉴定特征包括:第二和第三手指次末端指节相对短、远端关节头小并折向腹方、第三指异常纤细、股骨小转子基部有一悬垂状附嵴以及第三和第四趾近端趾节异常粗壮。因为赵氏小盗龙不具一些见于其他奔龙类的特征,所以它可能代表这一支系最原始的属种。值得关注的是,相对其他奔龙类,赵氏小盗龙和伤齿龙类更为相象。

陆家屯纤细盗龙正型标本(IVPP V13474)采自辽宁北票陆家屯义县组最下部的河相凝灰质粉沙岩中,仅保存部分头骨和头后骨骼。其主要鉴定特征包括:中部尾椎异常细长、胫骨异常细长、胫骨近端横截面方形、距骨内髁明显大于外髁、第二跖骨明显粗于其他跖骨和第三趾第一趾节细长。陆家屯纤细盗龙最为突出的特征是其轻巧的体型,其他一些特征则进一步加强了奔龙类和鸟类与伤齿龙类关系较近的证据。

综上所述,辽西的奔龙类个体小、头骨轮廓类似始祖鸟、尾椎数量少、肩带与始祖鸟相似、前肢长、腰带类似始祖鸟、后足显示树栖特征,进一步缩短了奔龙类与鸟类的形态差距。除了上述重要骨骼学特征外,辽宁的奔龙类化石还保存了皮肤结构,这些皮肤衍生物形态多样,包括相对原始的单根丝状结构和雏绒羽状结构以及相对进步的类似飞羽的羽毛。这些发现表明羽毛出现在鸟类及其飞行起源之前。尤其重要的是,通过分析辽宁奔龙类化石保存的羽毛形态和分布情况,本文认为这些动物可能具有降落甚至滑翔能力,它们代表地栖的非鸟类兽脚类恐龙和会飞的鸟类之间的过渡类型。

张氏中国猎龙是已知最原始的伤齿龙类,其正型标本(IVPP V12615)和归入标本(IVPP V12583)都采自辽宁北票陆家屯义县组最下部的河相凝灰质粉沙岩中,前者保存了头骨和头后骨骼的大部,后者为一关连的骨架后半部。其主要鉴定特征包括:眶前孔前缘平直、额骨前缘有一垂直板、上隅骨后部横截面T形、第一指的第一指节加长和发育的胫骨外侧嵴与腓骨嵴相连。与其他伤齿龙类相比,张氏中国猎龙显示了与奔龙类和鸟类更多的相似性,如侧向的肩臼窝和后伸的耻骨。

从已有的形态证据来看,一方面,千禧中国鸟龙、赵氏小盗龙和陆家屯纤细盗龙与张氏中国猎龙具有一些相似特征,如不完全发育的窄足型后足,为奔龙类和伤齿龙类构成一个单系类群提供了更多证据;另一方面,他们和张氏中国猎龙形态上更为接近鸟类,表明奔龙类和伤齿龙类这两个类群与鸟类的亲缘关系密切。

通过对化石标本的观察和相关文献的查阅,本文建立了一个包括260个性状的性状列表,对某些特征在虚骨龙类的分布情况进行了讨论,对连续性性状进行了统计学分析。通过检验这260个性状在46个分类单元中的分布情况,建立了目前有关虚骨龙类的一个最大的矩阵,采用最新的NONAWINCLADA软件,对虚骨龙类的系统演化关系进行了分支系统学分析。在分析过程中,运用各种统计手段和方法对恢复的系统学假说进行了检验。同时,还定量检验了某些分类单元对于恢复虚骨龙类演化的重要性,通过对某些分类单元对树形和相关统计数据的影响程度的比较,发现各个分类单元对于系统关系恢复的影响程度差异相当大,各个支系的基干属种对于分支树的恢复具有较重要影响,其中某些支系表现的尤其明显。

本文首次检验了虚骨龙类身体不同部位的信息对恢复虚骨龙类系统演化研究的影响。通过分割信息,本文检测和比较了头骨和头后骨骼对分支树的影响程度,并分析了各个类群头骨和头后骨骼的演化模式。研究发现,相对头骨信息而言,基于头后骨骼信息恢复的系统关系假说和基于全信息恢复的系统关系假说更为吻合。在此基础上探讨了包括奔龙在内的各个类群的演化途径。

本研究表明霸王龙类是虚骨龙类的姐妹群,似鸟龙类是虚骨龙类最基干的类群,手盗龙类主要由两大支系,即由阿佛瑞兹龙类、镰刀龙类和窃蛋龙类组成的支系和由伤齿龙类、奔龙类和鸟类组成的支系。这一结果与目前虚骨龙类的化石记录更为吻合,它表明虚骨龙类主要类群的起源时间比过去认为的要晚。本研究也支持恐爪龙类是由伤齿龙类和奔龙类组成的单系类群,但这一结论的支持强度较弱。

在恢复的系统学假说基础上探讨了虚骨龙类的形态演化,发现这一支系的演化相当复杂,演化趋向并不局限于鸟类方向。同时,个体大小的变化对包括飞行在内的一系列关键特征的演化具有重要影响。一方面,它促进了一些重要性状的演化,另一方面也导致了更多非同源特征的出现。

在某些非鸟手盗龙类中观察到一些树栖的骨骼学特征。本文提出一种新的推论非鸟手盗龙类和鸟类的树栖特性的方法。定量的研究表明虚骨龙类当中存在向树栖习性演化的趋向,原始的副鸟类可能具备树栖能力,一些进步的副鸟类进一步提高了这一能力。这一古生态转化与来自独立的系统发育学分析和软体组织的信息是一致的。

   本文提出了相对变异度的概念,通过共近裔性状的相对贡献量来定量评价虚骨龙类演化过程中在不同阶段形态变异程度在系统框架内的变化情况。基于得到的分支图,对虚骨龙类的演化进行了讨论:定量的研究表明虚骨龙类、手盗龙类和副鸟类这三个节点的相对形态变异程度要高于其他节点;对特征分布的分析表明向鸟类演化的主要结构性转化在手盗龙类的早期演化阶段就已完成。同时,把这一方法运用于镶嵌进化现象的描述,来定量地描述虚骨龙类演化各个阶段身体不同部位的相对变异程度。研究表明,在虚骨龙这一支系的基部,头骨形态变化程度要远大于头后骨骼;与此形成鲜明对比的是,其他的一些重要节点则显示了相反的演化现象。

 

关键词:辽西  热河群  恐爪龙类  虚骨龙演化

 

 
 

Deinonychosaurian fossils from the Jehol GrOUP OF WESTERN LIAONING and the coelurosaurian evolution


Xing Xu

ABSTRACT

 

 

 

Deinonychosaurs are generally regarded to include two groups: dromaeosaurs and troodontids, and their fossil records are mainly restricted to the Paleolaurasian Cretaceous. Dromaeosaurs are a variety of small to medium-sized, agile animal, distinguishing from other coelurosaurians mainly in a number of unique features on feet and tail; troodontids are small-sized animals, characterized with very long and slender hindlimbs, and the largest relative brain size of all dinosaurs. Recent systematic works often support a monophyletic Deinonychosauria; however, some studies disagree, suggesting that either the Dromaeosauridae or the Troodontidae is the sistergroup to the Aves. Nevertheless, the consensus is that the three groups are more closely related to each other than to other coelurosaurian groups.

For the past few years some relatively complete deinonychosaurian specimens were collected from the Lower Cretaceous Yixian Formation of western Liaoning, China, some of which even preserve the soft tissue. The osteology and integument of deinonychosaurs from the Jehol Group of western Liaoning Province (China) are described in detail and the discussions on the coelurosaurian evolution, in particular the origin of birds and related issues are made.

The holotype (IVPP V12811) of Sinornithosaurus millenii was collected from the lower part of the Yixian Formation, including most of the cranial and postcranial elements. The diagnostic features for the species include deep excavation on the posteroventral margin of the premaxilla, a diastema between the premaxillary and maxillary teeth, a a number ofmany pits and ridges on the anterolateral surface of the antorbital fossa, the posterolateral process of the parietal beinglong and sharply posteriorly directed, thecolumnar-like margin of thepterygoid process of the quadrate, the bifurcated posterior margin of the dentary, a distinctive groove posterior to the anterior carina on the medial surface of the premaxillary tooth crowns, absence of ventrolateral processes on intercentrum of the atlas, T-shaped centrum of the first caudal in ventral view, transverse process on anterior caudals with rounded, and strongly anteroposteriorly expanded distal end, presence of two fossae separated by an oblique ridge on the lateral side of the anterior chevrons near the articular end, and pubis strongly curved psoteriorly. 96 osteological characters were analyzed, 21 of which support a close relationship between the Dromaeosauridae and the Aves, 9 of which suggest that dromaeosaurs are more closely related to troodontids, and 25 of which indicate that dromaeosaurs, troodontids, and birds are closely related to each other.

The holotype (IVPP V12330) and referred specimen (IVPP V13475) of Microraptor zhanianus were collected from the Jiufotang Formation of western Liaoning, China. The animal is characterized by distal articulation of penultimate phalanges of manual digits II and III small and skewed ventrally, short penultimate phalanges of manual digits II and III, penultimate phalanx of manual digit III extremely slender, presence of a pendant accessory crest at the base of the lesser trochanter on the femur, proximal pedal phalanges of the digit III and IV much more robust than the corresponding intermediate and penultimate phalanges.

The holotype (IVPP V13474) of Graciliraptor lujiatunensis was collected from the lowest part of Yixian Formation of western Liaoning, China. The diagnostic characters for the new taxon include extremely long and slender middle caudals, extremely slender tibia, proximal tibia shaft rectangular in cross section, astragalar medial condyle much larger than lateral one, metatarsal II much more robust than the other metatarsals and long and slender pedal phalanx III-1. The most conspicuous feature of G. lujiatunensis is that it might represent the most slender skeleton among non-avian theropods found to date.

In general, the Liaoning dromaesaurs are small in size and have a skull with an Archaeopteryx-like profile, a relatively small number of caudal vertebrae, a derived should girdle similar to Archaeopteryx, a proportionately long forelimb, a pelvic girdle similar to basal birds, and a pes showing some arboreal features. The Liaoning dromaeosaurids display a diverse morphology of integumentary structures, including plesiomorphic single and natal-down-like filaments, and derived pennaceous feathers along the hindlimb. These discoveries provide the strongest evidence to date that feathers evolved before the origin of birds and flight. In particular, the morphology and distribution of the feathers on Liaoning dromaesaurids, among other features, strongly suggest that dromaeosaurids might have been able to parachute or even glide, representing a group of transitional animals between the cursorial non-avian theropods and volant birds. 

Sinovenator changae is the most basal troodontid found to date. The holotype (IVPP V12615) and the referred specimen (IVPP V12583) of S. changae were collected from the lowest part of the Yixian Fomation of western Liaoning, China. The diagnostic features include straight and vertical anterior margin of antorbital fenestra, frontal with a vertical lamina anteriorly, surangular T-shaped in cross section, elongate manual phalanx I-1 as long as metacarpal II, and the presence of a prominent lateral cnemial crest that is continuous with the fibular crest. S. changae displays a number of features that are not found in more derived troodontids, but do occur in dromaeosaurs and avialans, such as a laterally directed glenoid fossa and opisthopuby.

On one hand, Sinornithosaurus millenii, Microraptor zhanianus and Graciliraptor lujiatunensis display some troodontid-like features, such as the subarctometatarsalian pes, providing more evidence for the hypothesis that Dromaeosauridae-Troodontidae is a monophyletic clade; on the other hand, they and Sinovenator changae have more bird-like features than the more derived members of each clade, respectively, suggesting a closer relationships to birds.

Based on observations on specimens and information from references, a 260-character list is made. Some of the character states are discussed in detail and characters with continuous state are analyzed using statistic method. A matrix composed of 260 characters and 46 taxa is constructed and analyzed cladistically using the NONA (ver 2.0) software package and formatting and character exploration was performed in WinClada. The strengths and weaknesses of particular relationships have been investigated using a variety of approaches. In order to evaluate the role of certain taxon in reconstructing coelurosaurian phylogeny, the data-matrix has been run with the particular taxon excluded. The significance of certain taxon in understanding the evolutionary process can be evaluated by its effect on the tree topology and the revelant statistics. A significant taxon either has a profound effect on tree topology and/or causes a big change in the revelant statistics that reflect a significant change of character evolution.

For the first time, this study evaluates the affect of combining information from different parts of the body in reconstructing coelurosaurian evolution. By data partitioning, this study evaluates and compares the affect of the cranial and postcranial information in recovering the cladgram and based on the resulted cladgram, the possible evolutionary model is reconstructed. Regarding the interrelationships of the major coelurosaurian groups, the analysis based on the postcranial information produces a result more congruent with the results of the complete analysisthan does the analysis based only on cranial information.

This analysis suggests that the Tyranosauridae lies outside the Coelurosauria, the Ornithomimosauria represents the most basal major coelurosauiran group, and the Maniraptora is mainly composed of two lineages, an Alvarezsauridae-Therizinosauroidea-Oviraptorosauria lineage and a Paraves lineage.  This result is more concordant with the current coelurosaurian fossil record because it suggests the major maniraptoran groups originated at times later than previously thought (earlier than Late Jurassic). The current analysis also supports a monophyletic Deinonychosauria containing the Dromaeosauridae and Troodontidae, but this relationship is weakly supported. 

A discussion of coelurosaurian evolution is presented based on results of this cladistic analysis. The coelurosaurian evolution is far beyond the origin of birds and characterized by complicated process. In particular, the body size plays a key role in the morphological changes: on one hand, it is closely related to the evolution of some key characters including flight; on the other hand, it brings much more homoplasies.

Arboreal features are also observed in some non-avian maniraptorans. A new approach is proposed to infer the arboreality in some non-avian maniraptorans and birds.  The quantitative study suggests there is an evolutionary trend toward arboreality within the Coelurosauria and the basal paraves might be arboreal animals.  Some more derived paraves improved their arboreal adaptations later.  This ecological transition is concordant with the independent phylogenetic analysis and the information from preserved integumentary structures

This study proposes the concept of the relative modification degree, using the relative contribution to the synapomorphies to quantitatively assess the structural modification. The quantitative study shows that at the bases of Coelurosauria, Maniraptora, and Paraves the relative modification degree is greater than at other nodes along the evolutionary history of the coelurosaurian dinosaurs. An examination of character distributions along the maniraptoran lineage reveals that major structural modifications toward avians were acquired in the early stages of maniraptoran evolution.

Key words: western Liaoning; Jehol Group; Deinonychosauria; Coelurosaurian evolution.

 

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